Tom’s experience in the field of financial planning and wealth management has spanned over 16 years, having handled investment portfolios of various sizes. Tom’s personal approach to investment management allows him and his team of investment professionals to develop a comprehensive strategy in order to provide the soundest investment solutions based on each clients individual financial needs. Ingrained in the company and in his colleagues is a culture of transparency, openness, and trust that is evident in the treatment of each and every client.
Tom holds the distinction of being a Certified Investment Management Analyst (CIMA®) which, conducted in conjunction with the Wharton School of Business, represents successful completion of a rigorous academic program and brings with it a high level of credibility and technical knowledge.
Tom previously served as a Financial Advisor with Smith Barney (now Morgan Stanley Wealth Management) and as Vice President of Investments with UBS Financial Services, specializing in wealth management and retirement planning. He established his independent investment advisory business to manage assets for individual investors, small and mid-sized businesses, large corporations, non-profit organizations and family foundations.
Prior to working in the financial services industry, Tom practiced law for 12 years, earning his Juris Doctorate degree from the Jacob D. Fuchsberg Law Center at Touro College. Tom was an associate at Shaw, Goldman, Licitra, Levine and Weinberg, P.C. and later served as a managing partner of Santucci, Denkberg, and Wasserstein.
Tom is an active participant in numerous civic and charitable endeavors.